THE IMPLICATIONS OF JOHN LOCKE’S CONCEPT OF PROPERTY RIGHT

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TABLE OF CONTENTS

Cover Page

Title page                                                                                                     i

Dedication                                                                                             ii

Approval Page                                                                                                iii

Certification                                                                                                  iv

Acknowledgements                                                                                    v

Table of contents                                                                                       vi

Abstract                                                             viii

Chapter One — Introduction                                                                      1                  

1.1 Background to the Study                                                                     1

1.2 Statement of the Problem                                                          2

1.3 Thesis of the Study                                                                          2

1.4 Purpose of the study                                                                           3

1.5 Scope of the Study                                                                              3

1.6 Significance of the Study                                                                       3

1.7 Research Methodology                                                                  3

1.8. Clarification of Concept                                                                             4

End Notes                                                                                                      7

Chapter Two — Literature Review                         9                 

2.1 Theories of Property Right                                                              9

2.1.1 Republic by Plato                                                                                        9

2.1.2 Politics by Aristotle                                                                                  10

2.1.3 De Officiis by Cicero                                                                              16

2.1.4 Grace and Free Choice in Answer to the Pelagians by Augustine 18

2.1.5 Summa Theological by Thomas Aquinas                        18

2.1.6 The Rights of War and Peace by Hugo Grotius           21

2.1.7 Leviathan by Thomas Hobbes                           23

2.1.8 Divine Right of Kings by Sir Robert Filmer                             24

2.1.9 Treatise of Human Nature by David Hume                      24

2.1.10 Critique of Practical Reason by Immanuel Kant     26

2.1.11 The Subjection of Women by John Stuart Mill     27

2.1.12 Communist Manifesto by Karl Max & Friedrich Engel       29

2.2 Biography of John Locke                                                             30

End Notes                                                                          33

Chapter Three — Exposition of Locke’s Property Right         39                       

3.1 State of Nature as the Foundation of Property Right          39

3.2 Property Right                                                                    43

End Notes                                                                                          47

Chapter Four — Implications of Locke’s Concept of Property Right   49                                      

4.1 Negative implication                                                                            49

4.2 Positive Implication                                                                             55

End Notes                                                                                                        57               

Chapter Five — Evaluation, Summary and Conclusion   59

5.1 Evaluation                                                                                                  59

5.1.1 Criticism of Locke’s Property Right                                   59

5.1.2 Locke’s Property Right and Expedition                 64

5.2 Summary and Conclusion                                     65

End Notes                                                                                                67               

Bibliography                                                                                            69

ABSTRACT

John Locke defined property right as right acquired through fixing of property by means of mixing personal labour with natural resources. Locke asserts that what constitutes primary title for property is labour. In the state of nature, a man’s labour is his own and what he mixes with his labour becomes his own. He focuses attention on propounding natural right to property. As man has the right and duty to self-preservation, so has he the right to the means required for this purpose. He argues that God, who gave the world to men in common, gave them reason to make use of it to the best advantage of life and convenience. However, he sets limit to what a man can mix with his labour and convert to his property. For him, the same law of nature that gave man property also sets acquisition limit such that as much as one can use for the advantage of life before it spoils can he with his labour fix as property. The implications of Locke’s position on property right is that if mixing of labour with resources lying in nature is the only criterion for property right then those who acquire theirs through other means such as inheritance, gift, transfer and trade cannot claim any property right in them because they did not mix any personal labour with resources lying in nature to fix them as property. Though, Locke is correct by proposing mixing of labour with resource lying in nature as the condition for property right, it is not the only means of property acquisition. Property can also be acquired through inheritance, transfer, gift and transaction on already acquired piece of property. However, its strength is that it addresses the prevalent social ill of demanding and receiving emoluments without proportional work output.

CHAPTER ONE

Introduction

  1. Background to the Study

I had an experience about villages in Umualor community that declare lands which had been apportioned as personal lands communal and began afresh to reapportion those lands to individuals who were ready to build houses thereby depriving the owners who had no fund to start building houses on their own portions where they already have other economic trees their rights to those lands and economic trees. Very often the Government acquires someone’s personal land for construction purpose without compensation in the name of overriding public interest. People, especially widows and orphans sometimes came to my office to complain about having their personal belongings claimed from them by usurpers. These experiences have inspired me to undertake a research on how legitimate property right can be acquired.

One of the problems facing philosophy today is the issue of property right. The problem focuses on property as a general term for rules governing access and control of land and material resources. These rules are disputed with regard to their general shape and their particular application. In the words of Heinrich Rommen, ‘“thou shall not steal” presupposes the institution of private property as pertaining to the natural law’[i]. Consequently, there are interesting philosophical issues about justification of private property ownership despite the opinion of some philosophers. For instance, John Rawls argues that questions about the system of ownership are secondary or derivative questions, to be dealt with pragmatically rather than as issues in ethical philosophy.[ii] Many more philosophers have developed theories aimed at analyzing the problem of property ownership. John Locke is one of such philosophers. He argues that God gave the world to men in common, and gave them `reason to make use of it to the best advantage of life and convenience. There must necessarily be a means of appropriating those resources owned in common some way or another.[iii] In line with this, Frederick Copleston states that Locke is of the view that, though God has not divided the earth and things on it, reason shows that it is in accord with divine will that there should be private property.[iv] John Locke undertook an intellectual excursus on justification of private property ownership.  His theory of property right is built on the nature of property and the nature of the labour. Private property ownership arises from naturally existing resources through application of labour.[v] Labour is both the justification and the means to have legitimate private property. Locke’s theory also seems to place limits on the property acquisition and sets precedence to the ultimate need to protect property by means of governance. [vi] Previous studies on Locke’s concept of property right focused attention on analysis, clarification and evaluation of the concept of property. Little or no attention was paid to articulating its implications in daily life and applying it to specific situations, hence, the need for this study. This project is concerned with issues that relate to this.

1.2. Statement of the Problem

The problem of this study is whether labour can be the only criterion upon which property right can be based. If labour is the only criterion for claiming property right, it implies that inheritance, transfer, mortgage and gift-giving cannot yield property right. On the contrary if inheritance, transfer, mortgage and gift-giving are sources of property right, then John Locke’s assertion that what constitutes title for property right is labour[vii] is not absolute. If this is true, then Locke’s theory can only specify necessary but not sufficient conditions for an individual to become the legitimate owner of an object which has not previously been owned by any individual.  This is the problem which this work sets out to analyze.

1.3. Thesis of the Study

In this work the author sets out to defend the fact that though labour gives right to private property as Locke claims, labour is not the only means of acquiring right to private property. Property right can also be acquired through inheritance, transfer, mortgage and gift.

1.4. Purpose of the study

The main objective of this study was to investigate the implications of labour as the only criterion for property right in John Locke. Specific objectives were to: (i) expose Locke’s notion of property right, (ii) investigate the implications of Locke’s position on property right and (iii) highlight the strengths and weaknesses of Locke’s concept of property right.

1.5. Scope of the Study

   This research is limited to an examination of implications of John Locke’s theory of property right. It  is also limited to an intellectual understanding of right to private property ownership and will not in any way lay claim to being exhaustive because learning is an ongoing activity.

1.6. Significance of the Study   

This study has both theoretical and practical significance. Theoretically, it impacts greatly on the academic domain by advancing an understanding of legitimate claim to property right among academics. The practical significance is that it brings to light that work output and remuneration ought to be proportional. John Locke presents a philosophical system in which labour gives one title to property right. The phenomenon of unprecedented remuneration without commensurate or proportional labour output is addressed in this work. It brings to light justice in wages which has enormous implication in daily life, and for those in political position, civil service and free capitalist market.

1.7. Research Methodology

The research methodology adopted historical-descriptive design. Data for the study were sourced from books, journals and articles. In handling these materials, the historical, expository, analytical and critical methods were employed.  With the historical method, the subject of enquiry was located within historical perspective. With the expository method an attempt was made to understand the author. In the same vein, the analytical method was used to analyze the subject of enquiry and the critical method was used to subject his views to critical scrutiny.

1.8. Clarification of Concept

There is the need to clarify the key variables in the topic under discussion. The term property is used to describe the legal and ethical entitlements that particular people or groups have to use and manage particular resources. Property includes the full gamut of rights to use owned resource, exclude others from entering it, and alienate it. According to Michael Weir, ‘the term property is sufficiently comprehensive to include every specie of estate, real and personal, and everything which one person owns and can transfer to another’.[viii] The term ‘property’ is used to describe the legal and ethical entitlements that particular people or groups have to use or manage particular resources.

Right is a legal, social, or ethical principle of freedom or entitlement. Leif Wenar argues that ‘rights are entitlements (not) to perform certain actions, or (not) to be in certain states; or entitlements that others (not) perform certain actions or (not) be in certain states’.[ix] Where there are rights, there are also duties.  If  one  has  the  right  to  one’s own  body,  then  all  others  have  a  duty  to  refrain  from  aggressing  against  the bodies  of  others.  These rights and duties are reciprocal.  Of course, this is also John Locke’s position. He opines that one may give up his right if he aggresses against the rights of others.    For  example,  if  Mr. A punches  Mr. B in  the  nose,  Mr. A  gives  up  his right  not  to  be  punched  in return or  not to  be  physically restrained  by anyone  else to  prevent  further  aggression. Locke’s theory of property rights flows from this axiom.

 All men may be restrained from invading others’ rights, and from doing hurt to one another, and the law of Nature be observed, which willeth the peace and preservation of all mankind, the execution of the law of Nature is in that state put into every man’s hands, whereby everyone has a right to punish the transgressors of that law to such a degree as may hinder its violation.[x]

 John  Locke was  one  of  the  early proponents  of  this  view  in  its  modern  form, [xi]  although  Aristotle[xii]  and  other  ancient Greek  and  Roman philosophers also  discussed  property rights. John Locke defined property right as right acquired through fixing of property by means of mixing personal labour with natural resources. [xiii]  Locke’s  position was  that  if  you  mix  your  labor  with  un-owned  resources it becomes yours. No  one  has  a  right  to  use  force  to  take  it  from  you.[xiv]  Robert Nozick defends this in his entitlement theory of rights. [xv] In the researcher’s view, property right is a legal, social, or ethical principle of entitlement to use owned resource, alienate it and exclude others from meddling in it.

According to Jeremy Waldron, there are three perspectives of property right arguments: common property, collective property, and private property. In a common property system, right to property centers on rules whose point makes property available for use by all or any members of the society. A park may be open to all for picnics, sports or recreation. Right to use of such common property secures fair access for all and to prevent anyone from using the common resource in a way that would preclude its use by others having right to it.[xvi]

In collective property right, the community as a whole wields the right to determine how collectively owned pieces of property are to be used. These determinations are made on the basis of the social interest through mechanisms of collective decision-making.[xvii]

In private property right, rules guiding the use of property are organized around the idea that various contested resources are assigned to the decisional authority of particular individuals, families or firms.[xviii]

There might be need to define the following terms that may be found recurrent in the cause of this work:

  1. Ethics is fundamentally a branch of philosophy that involves systematizing, defending and recommending concepts of right and wrong conduct.
  2. Land is any part of the earth’s surface bestowed by nature and not covered by water.
  3. Capitalism is a social system based on the recognition of individual rights, including property right, in which all property is owned privately.

Beyond most general definitions of property and the right to it, is the domain of philosophical controversy. These controversies assume compounded shape especially when property right is not used to apply to the obvious cases of land and chattels.[xix] The topic of this project deals with ethical principle of ownership – not of intellectual property but of tangible property – which allows a person or group of persons to retain and use owned resource, exclude others from using it, and or not alienate it as understood and taught by John Locke.

[i] Heinrich Rommen, The Natural Law, Study in Legal and Social History and Philosophy, (Indiana: Liberty Fund Inc., 1998), 57

[ii] John Rawls,  A Theory of Justice, (Cambridge: Harvard University Press, 1971), 274

[iii] John Locke, Second Treatise of Government, (New York: Everyman’s Liberary, 1978),129

[iv] Frederick Copleston, A History of Philosophy, Vol. 5, (London: Continuum, 2003), 129

[v] John Locke, Second Treatise of Government, 132

[vi] Frederick Copleston, A History of Philosophy, Vol. 5 130

[vii] John Locke, Second Treatise of Government, 132

[viii] Michael Weir, “Concepts of Property”, The National Legal Eagle 7:1, (2001), 1.

[ix] Wenar, Leif, Rights, The Stanford Encyclopedia of Philosophy, Fall 2015 Edition, Edward N. Zalta (ed.), URL = <http://plato.stanford.edu/archives/fall2015/entries/rights/>

[x] John Locke, Second Treatise of Government, 120

[xi] John Locke, Second Treatise of Government, 120

[xii] Aristotle. Politics,  ed. Stephen Everson, (Cambridge: Cambridge University Press, 1988) II,5

[xiii] John Locke, Second Treatise of Government, 130

[xiv] John Locke, Second Treatise of Government, 130

[xv] Robert  Nozick,  Anarchy,  State  &  Utopia  (New  York:  Basic  Books,  1974), 168

[xvi] Jeremy Waldron.  “Property and Ownership”, The Stanford Encyclopedia of Philosophy Winter 2016. Edward N. Zalta ed., http://plato.stanford.edu/archives/win2016/entries/property/

[xvii] Jeremy Waldron.  “Property and Ownership”, The Stanford Encyclopedia of Philosophy, <http://plato.stanford.edu/archives/win2016/entries/property/>

[xviii] Jeremy Waldron.  “Property and Ownership”, The Stanford Encyclopedia of Philosophy Winter 2016, <http://plato.stanford.edu/archives/win2016/entries/property/>

[xix] Hohfeld, W. “Fundamental Legal Conceptions as Applied in Judicial Reasoning.” Yale Law Journal 23 (1913), 16-59

CHAPTER TWO

LITERATURE REVIEW

This chapter presents a historical excursus on the development of theories of private property. Effort will be made at showing how these relate to our topic positively or negatively.

  • Theories of Property Right

Throughout history ownership of means of production has been understood as the bases of stable social order. Ethical and political scientists have stressed this fact from earliest times.

Plato (462b-c), in the Republic argues in favour of collective ownership of property which he said was necessary to promote common pursuit of the common interest. He also opines that it helps to avoid the social divisiveness that would occur ‘when some grieve exceedingly and others rejoice at the same happenings.’[xix] This view relates to John Locke’s doctrine on limitation in accumulation of property. Locke observes that if gathering the fruit of the earth confers ownership right to men, everyone would continue unlimitedly to acquire wealth without reserving some quantity to serve other people’s need. Locke prescribe a limitation on the ground that ‘the same law of nature that doth by this means give us property does also bind that property too’ such that as much as one can make for the advantage of life before it spoils can he with his labour fix as property. Whatever is beyond this is not his but belongs to others.[xix]

Still in the Republic, Plato writes about liberty in a democratic city. He states that the insatiate lust for wealth and the neglect of everything else for the sake of money-making is the cause of the undoing of democracy. This is because in the same way in which democracy arises out of oligarchy, tyranny arises from democracy. The good – that is wealth – is the cause of the establishment of oligarchy. He then opines that the criterion of democracy is liberty and which is ‘best managed in a democratic city, and for this reason that is the only city in which a man of free spirit will care to live’.[xix] This smacks of similarity between Plato’s views and Karl Marx[xix]  as both were major proponents of communism.

Locke, on the other hand, is a renowned exponent of liberty. Only liberty which the government has the duty to guarantee leads to secure enjoyment of property. [xix] According to him, the natural liberty of man is to be free from any superior power on earth, and not to be under the legislative authority of any man, but to have only the law of nature as its rule. He holds that liberty to follow one’s own will in all things is to be subject to the inconstant, uncertain, unknown, arbitrary will of another man. He further states that this freedom from absolute, arbitrary power is very necessary and closely joined with man’s preservation, that he cannot part with it except what ends both his preservation and life together.[xix] This idea came as a reacting against Sir Robert Filmer who holds that liberty for everyone is to do what he lists, to live as one pleases, and not to be tied by any laws. Aristotle did not find Plato’s view accommodating and proposed the opposite instead.

The views of Aristotle (384 – 321 B.C.), in the Politics are very important because the entire structure of his thought had an enormous and even dominant influence on the economic and social thought of the middle Ages. Although, Aristotle, in the Greek tradition, scorns money making and is scarcely a supporter of laissez-faire, he argues in favour of private property. Aristotle attacks the communism of the ruling class advocated by Plato denouncing Plato’s perfect unity of the State through communism. He points out that such extreme unity contravenes the diversity of mankind and a reciprocal benefit that everyone reaps through market exchange.

Aristotle makes contrast between private and communal property. He asks: ‘let us consider what should be our arrangements about property: should the citizens of the perfect State have their possessions in common or not?’[xix] He presents his answers thus: first, private property is highly productive and will therefore lead to progress. ‘Goods owned in common by a large number of people will receive little attention, since people will mainly consult their own self-interest and will neglect all duties they can leave for others. In contrast, people will devote the greatest interest and care to their own property’. He writes: ‘Property should be in a certain sense common, but, as a general rule, private; for, when everyone has a distinct interest, men will not complain of one another, and they will make more progress, because everyone will be attending to his own business’.[xix]

Second, against Plato who argued that communal property is conducive to social peace, since no one will be envious to grab the property of another, Aristotle asserts that communal property would lead to perpetually intense conflict since everyone will complain that one has worked harder and, yet, obtain less than everyone else who has done little and taken more from the common store.[xix] ‘When the husbandmen are not the owners, the case will be different and easier to deal with; but when they till the ground for themselves the question of ownership will give a world of trouble. If they do not share equal enjoyments and toils, those who labour much and get little will necessarily complain against those who labor little and receive or consume much’.[xix]

Third, private ownership of property is natural to man. This is most evident in his love of self, of money, and of property which are bound together in a ‘natural love of exclusive ownership’.[xix]

 Fourth, Aristotle points out that private property is as old as man himself since it has existed always and everywhere[xix]. Thus, to impose communal property ownership on society would amount to a disregard of record of human experience, and a leap into novelty, not yet experimented. Therefore, abolishing private property would perhaps raise more problems than it would solve.

To summarize his argument, Aristotle opines that only private property furnishes people with the opportunity to act morally, for instance to practice the virtues of benevolence and philanthropy[xix]. For, although ‘every man has his own property, some things he will place at the disposal of his friends, while of others he shares the use with them. The Lacedaemonians, for example, use one another’s slaves, and horses, and dogs, as if they were their own; and when they lack provisions on a journey, they appropriate what they find in the fields throughout the country. It is clearly better that property should be private, but the use of it common; and the special business of the legislator is to create in men this benevolent disposition’.[xix] Hence, Aristotle is of the view that property should be owned privately but should be used commonly.

Aristotle’s thought relates closely to John Locke’s in the sense that Locke opines that God has given the wealth of the earth to men in common. Locke writes that he would ‘endeavor to show, how men might come to have property in several parts of that which God gave to mankind in common’.[xix] However, he stated that God, who gave the world to men in common, gave them `reason to make use of it to the best advantage of life and convenience. Thus, all the fruits it naturally produces and beasts it feeds belong to mankind in common but there must necessarily be a means of appropriating them some way or another. Dilating on this point Locke claimed that ‘the fruit, or venison, which nourishes the wild Indian, who knows no enclosure, and is still a tenant in common, must be his, and so his…that another can no longer have any right to it, before it can do him any good for the support of his life’.[xix] In line with this, Frederick Copleston states that Locke is of the view that, though God has not divided the earth and things on it, reason shows that it is in accord with divine will that there should be private property.[xix]

Aristotle also reflects on the relation between property and freedom, and the contribution that ownership makes to a person’s being a free man and thus suitable for citizenship. The Greeks take liberty to be a status defined by contrast with slavery, and for Aristotle, to be free is to belong to oneself, to be one’s own man, whereas the slave is by nature the property of another. Self-possession is connected with having sufficient distance from one’s desires to enable one practice the virtuous self-control. This means that natural slave is not free because his reason cannot prescribe a rule to his bodily appetites to own property. Thus, not to own property is to be perpetually enslaved to another who dictates the means and the mode of use of the property.  He makes the case that private property is the best form of property ownership.

John Locke is also of the view that there is a relationship between liberty and property right. For Locke the end of Government is the preservation of property right as deduced from the right man enjoys in a hypothetical state of nature marked by natural liberty and equality. Locke further states that this freedom from absolute, arbitrary power is very necessary and closely joined with man’s preservation, that he cannot part with it except what ends both his preservation and life together[xix] and that is the only fertile ground for secure enjoyment of property. It is also clear that Locke claims that lack of freedom is to be enslaved and any condition that can lead to slavery is the enemy of self-preservation and ought to be fought with an incredible quantity of energy. He asserts that a man may destroy a man who makes war on his liberty or has discovered enmity with his being for the same reason he may kill a wolf or a lion because the aggressor is not under the common law of reason and has no other rule except that of force and violence. Otherwise, he would destroy his freedom and make him a slave. He wrote: ‘he who attempts to get another man into his absolute power does thereby put himself into a state of war with him’.[xix] Frederick Copleston, reflecting on John Locke, writes that because man has the moral obligation to preserve and defend his life, he has the means at his disposal to do so; he has neither the right to take it himself nor the right to subject himself to slavery, to give another the power to take it[xix] and deny him the freedom to enjoy his property.

Though, Aristotle was critical of money-making, he opposes any limitation on an individual’s accumulation of private property. Education, instead, should teach people voluntarily to curb their rampant desires and thus lead them to limit their own accumulations of wealth.[xix] John Locke on his part places limitation on an individual’s accumulation of private property. Locke observes that if gathering the fruit of the earth confers ownership right to men, everyone would continue unlimitedly to acquire wealth, and he asserted that ‘the same law of nature that doth by this means give us property does also bind that property too’. As much as one can make for the advantage of life before it spoils can he with his labour fix as property. Thus, as much land as man tills, plants, improves, cultivates and can use the product of, so much is his property. Whatever is beyond this is not his but belongs to others.[xix] He makes it clear that reason establishes a limit to property acquisition such that there can be then little room for quarrels or contentions about property so established. He writes that if they perished in the possession of one who has acquired more than he needs, without due use of them such that the fruits rotten, or the venison petrifies, before they can be spent, one offends the common law of nature, and is liable to punishment. This is because he invaded his neighbour’s share, for he has no right, farther than his use calls for any of them to serve his convenience.

 Moreover, while being an overwhelming proponent of private property, Aristotle justifies its confiscation by the State later in the Politics.[xix] It is crysta